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Why leading firms choose us as their partner.
"We engaged Buckingham Capital Consulting to assist us with our SM&CR (Senior Managers and Certification Regime) obligations, and their expertise and collaboration have been instrumental in ensuring compliance and effective governance.
Buckingham Capital Consulting worked closely with our firm, taking the time to understand our specific needs and requirements. They provided us with comprehensive guidance on the implementation and ongoing management of the SM&CR framework, ensuring that we met all the necessary regulatory obligations.
Their team collaborated with our management team, conducting in-depth interviews and workshops to identify the relevant senior management functions and certification roles within our organisation. They guided us in assigning clear responsibilities and accountabilities to individuals, ensuring compliance with the regulatory requirements."
Our services - Financial Crime
SMCR Gap Analysis
We can conduct a thorough assessment of your existing practices, policies, and procedures to identify gaps and areas that require improvement to align with SMCR obligations.
Senior Manager Function (SMF) Assessments
We assist you in evaluating the suitability of individuals for SMF roles, ensuring they possess the necessary skills, qualifications, and experience required by SMCR.
Certification Regime Support
Our experts can guide you in implementing robust processes for certifying individuals in roles that could pose significant harm to your organisation or its customers, ensuring compliance with certification requirements.
Conduct Rules Training
We offer tailored training programs to educate employees on the Conduct Rules, helping them understand their obligations and the expected standards of behavior under SMCR.
Compliance Documentation and Policies
We provide assistance in developing and updating compliance documentation, including Statements of Responsibilities (SoRs), Management Responsibilities Maps (MRMs), and other relevant policies required for SMCR compliance.
Regulatory Reporting
We can support you in preparing and submitting necessary reports to regulatory authorities, ensuring accurate and timely compliance with SMCR reporting obligations.
Ongoing Compliance Monitoring
Our services include ongoing monitoring and periodic reviews of your SMCR implementation to ensure ongoing compliance and identify areas for improvement.
Culture and Governance Assessments
We help evaluate your organisation's culture and governance framework, providing recommendations and support to align them with the principles of SMCR.
Training and Education Programs
We offer tailored training and education programs for senior management, certified individuals, and staff at all levels to foster a strong understanding of SMCR requirements and promote a culture of compliance.