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Regulatory Reporting

We provide a comprehensive reporting service for regulated firms, facilitating effortless compliance with FCA reporting obligations and instilling confidence in regulatory adherence.

Our services - Regulatory reporting

Regulatory reporting

We can help prepare and manage regulatory reporting on your behalf. This includes reporting accounts, complaints, client money reports and more. 

Reporting changes to your business model or scope of permissions

We can help define the regulated aspects of your business and ensure that your licence permissions accurately reflect this. We can also help with variation of permission applications.

SMCR reporting

We can help with reporting related to the SMCR requirements.

We can help prepare and manage annual accounts and financial reports to regulatory bodies.

We can help firms submit their annual client asset reports. 

Complaint reporting

As per DISP rules, we can help prepare and submit your reports on the volume of complaints.

Require something more bespoke or not listed above? contact us to discuss your requirements, as chances are that if it financial services-related we should be able to help with with our expertise and experience. 

How we will support you

Step 1

We spend time understand your business, people, culture and business requirements.

Step 2

We prepare a business proposal, including a plan of action, based on your unique needs.

Step 3

We provide initial and ongoing support to deliver your requirements. This can also entail onsite and in-house support.

Sectors we serve

We work with start-ups to unicorns and offer bespoke support across licence authorisation, compliance and support across the UK and Europe.

We help retail, private and investment banks with authorisation applications, PRA & FCA compliance, financial crime and training.

We help firms with FCA authorisation applications, compliance support, training and related services to help them meet regulatory obligations. 

We provide comprehensive assistance to general insurers and Lloyd's of London brokers across compliance, training and authorisation.

From buy now pay later to traditional lending models, we advise firms on operations, compliance, training, strategy, authorisation, and ongoing regulatory requirements.


We work with start-ups to established firms in helping with Electronic Money Institution licence authorisation applications, compliance, training, policy and more.

We help clients with regulatory licence authorisation applications as well as governance, risk and compliance, across a number of countries.

We work with UK and European regulators and can help you become authorised to offer investment services as a regulated business.

We offer a range of services including compliance, training, and authorisation support, specifically tailored for mortgage providers and brokers.

We help open banking firms, including account information service and payment initiation service providers, across compliance, training, authorisation and regulatory support.

Why leading firms choose us as their partner.

"We engaged Buckingham Capital Consulting to assist us with our financial reporting requirements, and their expertise and guidance have been invaluable in ensuring accurate and compliant reporting practices.

Buckingham Capital Consulting provided us with a comprehensive assessment of our existing financial reporting processes, identifying areas for improvement and ensuring alignment with regulatory standards. Their deep understanding of financial reporting requirements allowed them to provide practical recommendations and assist us in implementing robust controls and procedures.

Their team worked closely with us to streamline our reporting processes, enhance data accuracy and integrity, and ensure compliance with relevant accounting standards and regulatory guidelines. They provided guidance on complex reporting issues, helping us navigate through financial reporting requirements."


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