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Regulatory Reporting

We provide a comprehensive reporting service for regulated firms, facilitating effortless compliance with FCA reporting obligations and instilling confidence in regulatory adherence.

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Why leading firms choose us as their partner.

"We engaged Buckingham Capital Consulting to assist us with our financial reporting requirements, and their expertise and guidance have been invaluable in ensuring accurate and compliant reporting practices.

Buckingham Capital Consulting provided us with a comprehensive assessment of our existing financial reporting processes, identifying areas for improvement and ensuring alignment with regulatory standards. Their deep understanding of financial reporting requirements allowed them to provide practical recommendations and assist us in implementing robust controls and procedures.

Their team worked closely with us to streamline our reporting processes, enhance data accuracy and integrity, and ensure compliance with relevant accounting standards and regulatory guidelines. They provided guidance on complex reporting issues, helping us navigate through financial reporting requirements."


Our services - Regulatory reporting

Regulatory reporting

We can help prepare and manage regulatory reporting on your behalf. This includes reporting accounts, complaints, client money reports and more. 

Reporting changes to your business model or scope of permissions

We can help define the regulated aspects of your business and ensure that your licence permissions accurately reflect this. We can also help with variation of permission applications.

SMCR reporting

We can help with reporting related to the SMCR requirements.

We can help prepare and manage annual accounts and financial reports to regulatory bodies.

We can help firms submit their annual client asset reports. 

Complaint reporting

As per DISP rules, we can help prepare and submit your reports on the volume of complaints.

Sectors we serve

We partner with startups and unicorns, providing tailored assistance for license authorisation, compliance, and support across the UK & Europe.


We assist businesses, from startups to established firms, with UK & EU EMI licensing, compliance, training, policy, and more.

We help retail, private and investment banks with authorisation applications, PRA & FCA compliance, financial crime and training.

We assist firms with FCA authorisation applications, compliance and training, providing support with regulatory obligations.

We provide comprehensive assistance to general insurers and Lloyd's of London brokers across compliance, training and authorisation.

We offer a range of services including compliance, training, and authorisation support, tailored for mortgage providers and brokers.

We help clients with regulatory licence authorisation applications as well as risk and compliance, across a number of countries.

We work with UK and European regulators and can help you become authorised to offer investment services as a regulated business.

We assist open banking firms, including AISPs and PISPs, with compliance, training, regulatory authorisation, and regulatory support.

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