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Since 2013, we have been helping 100's of clients navigate the regulatory complexities and challenges and support them grow and scale their business.
Our services include authorisation support (licencing), compliance, training and consulting. We help clients across the United Kingdom and Europe.
Why leading firms choose us as their partner.
"We would like to express our utmost appreciation for the exceptional compliance support provided by Buckingham Capital Consulting to our brokerage. Their extensive knowledge of mortgage regulations and their unwavering commitment to regulatory compliance have been instrumental in strengthening our compliance framework.
With their expert guidance, we have developed robust compliance policies and procedures that ensure we meet the regulatory requirements. Buckingham Capital Consulting's deep understanding of mortgage regulations, has empowered us to navigate the complexities of the regulatory landscape with confidence.
Their professionalism, dedication, and strong technical expertise in mortgage regulations have been invaluable in helping us achieve and maintain regulatory compliance. Their ability to simplify and explain complex regulatory requirements in plain English has helped our team to effectively meet customer needs and regulatory obligations."
Our services
We offer a range of services to help mortgage providers and brokers
FCA authorisation support
Since 2013, we have been helping clients obtain home finance lending and broker FCA authorisation and permission variation.
Fair value assessment and assessments
We work with mortgage providers and brokers to help them meet their requirements under the FCA's consumer duty requirements, particularly in fair value assessment.
Compliance framework development and implementation
We can develop and implement tailored compliance programs aligned with FCA requirements, supporting insurers and brokers in meeting regulatory obligations.
Regulatory reporting support
We provide regulatory reporting support, assisting insurers and brokers in preparing and submitting accurate and timely regulatory reports as per FCA guidelines.
Product governance
We assist both mortgage providers and brokers with implementing robust product governance frameworks in line with FCA requirements.
Training and education
We offer training and education programs on regulatory changes, keeping mortgage providers and brokers informed about evolving FCA regulations and fostering a culture of compliance.
Why Buckingham Capital Consulting
Whether its compliance, licencing or something else, its about being part of your journey.
Expert Guidance
Buckingham Capital Consulting brings unparalleled expertise to the table. With our seasoned professionals and in-depth industry knowledge, we provide comprehensive guidance tailored to your specific needs.
We can help manage your compliance and training
Our meticulous approach to compliance simplifies the complexities of regulatory requirements. We assess your operations, identify potential risks, and implement effective strategies to streamline compliance.
Proven Success
Buckingham Capital Consulting has a solid track record of helping businesses achieve successful outcomes. Our clients trust us for our demonstrated ability to secure licences, implement robust compliance frameworks, and provide ongoing support, resulting in long-term success and confidence in regulatory compliance.
Our Publications
Sectors we serve
Payment services
We work with start-ups to unicorns and offer bespoke support across licence authorisation, compliance and support across the UK and Europe.
Banking
We help retail, private and investment banks with authorisation applications, PRA & FCA compliance, financial crime and training.
Credit broking
If you sell products and services and wish to offer customer finance, then we can help you become FCA authorisation.
Insurance
We provide comprehensive assistance to general insurers and Lloyd's of London brokers across compliance, training and authorisation.
Lending
From buy now pay later to traditional lending models, we advise you on operations, strategy, authorisation, and ongoing compliance requirements.
E-money
We work with start-ups to established firms in helping with Electronic Money Institution licence authorisation applications, compliance, training, policy and more.
Cryptoassets
We help clients on financial crime and licence authorisation across a number of countries.
Investment services
We work with UK and European regulators and can help you become authorised to offer investment services as a regulated business.
Mortgage providers & brokers
We offer a range of services including compliance, training, and authorisation support, specifically tailored for mortgage providers and brokers.
Open banking
We help open banking firms, including account information service and payment initiation service providers, across compliance, training, and authorisation.
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