Why leading firms choose us as their partner.
"We would like to express our utmost appreciation for the exceptional compliance support provided by Buckingham Capital Consulting to our brokerage. Their extensive knowledge of mortgage regulations and their unwavering commitment to regulatory compliance have been instrumental in strengthening our compliance framework.
With their expert guidance, we have developed robust compliance policies and procedures that ensure we meet the regulatory requirements. Buckingham Capital Consulting's deep understanding of mortgage regulations, has empowered us to navigate the complexities of the regulatory landscape with confidence.
Their professionalism, dedication, and strong technical expertise in mortgage regulations have been invaluable in helping us achieve and maintain regulatory compliance. Their ability to simplify and explain complex regulatory requirements in plain English has helped our team to effectively meet customer needs and regulatory obligations."
Our services
We offer a range of services to help mortgage providers and brokers
FCA authorisation support
Since 2013, we have been helping clients obtain home finance lending and broker FCA authorisation and permission variation.
Regulatory reporting support
We provide regulatory reporting support, assisting insurers and brokers in preparing and submitting accurate and timely regulatory reports as per FCA guidelines.
Fair value assessment and assessments
We work with mortgage providers and brokers to help them meet their requirements under the FCA's consumer duty requirements, particularly in fair value assessment.
Product governance
We assist both mortgage providers and brokers with implementing robust product governance frameworks in line with FCA requirements.
Compliance framework development and implementation
We can develop and implement tailored compliance programs aligned with FCA requirements, supporting insurers and brokers in meeting regulatory obligations.
Training and education
We offer training and education programs on regulatory changes, keeping mortgage providers and brokers informed about evolving FCA regulations and fostering a culture of compliance.
Our People
Our team of regulatory and compliance experts boasts diverse backgrounds spanning various sectors, providing a holistic understanding of our clients' challenges. With our service being led by seasoned professionals, you'll have direct access to senior experts, often at the director level, ensuring personalised attention. Combining robust regulatory knowledge with commercial insight, our team delves deep into your business to tailor unique solutions specifically suited to your needs.
Why Buckingham Capital Consulting
Whether its compliance, FCA authorisation or something else, its about being part of your journey.
Expertise from seasoned professionals
Our team of seasoned professionals brings a wealth of expertise to the table. With years of industry experience, we offer tailored solutions and are committed to supporting you through every stage of your journey.
Comprehensive Regulatory Support
We provide a comprehensive range of regulatory consulting services, including financial reporting, audit, compliance, training, and financial crime. Count on us to manage your needs with seamless support.
Our Publications
