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Why leading firms choose us as their partner.
"We engaged Buckingham Capital Consulting to support us in understanding MiFID II investment regulations. Their expertise and guidance has been invaluable in helping us ensure compliance and meet our regulatory obligations.
With their deep understanding of MiFID II requirements, Buckingham Capital Consulting provided us with comprehensive insights and practical solutions tailored to our investment business. Their knowledge of the regulatory landscape and their ability to simplify complex requirements made the implementation process smooth and efficient."
Our services
We offer a range of services to help investment service firms
FCA Authorisation support
We provide comprehensive support and guidance throughout the licence authorisation process for MiFID II investment services firms, ensuring compliance with regulatory requirements.
Regulatory compliance consulting
We offer expert consulting services to help MiFID II investment services firms navigate and comply with the extensive regulatory requirements of MiFID II.
Regulatory reporting
We assist firms in preparing and submitting accurate and compliant regulatory reports required by MiFID II and FCA regulations.
Training and education
We offer training programs to keep MiFID II investment services firms informed about regulatory updates and foster a culture of compliance.
Product governance and distribution
We help firms establish robust product governance frameworks and comply with MiFID II's product distribution requirements.
Client categorisation and suitability assessment
We provide support in correctly categorising clients and conducting suitability assessments to ensure compliance with MiFID II client protection rules.
Feel free to reach out if you need something more bespoke or have specific requirements that aren't listed above. We're here to help and would love to discuss how we can support you.
Why Buckingham Capital Consulting
Whether its compliance, FCA authorisation or something else, its about being part of your journey.
Expertise from seasoned experts
Our team of seasoned professionals brings a wealth of expertise to the table. With years of industry experience, we offer tailored solutions and are committed to supporting you through every stage of your journey.
Comprehensive Regulatory Support
We provide a comprehensive range of regulatory consulting services, including financial reporting, audit, compliance, training, and financial crime. Count on us to manage your needs with seamless support.
Download our free guide on FCA registration and authorisation and how to ensure a successful outcome with your application.
Our Publications
Our People
Our team of regulatory and compliance experts brings together diverse backgrounds in banking, consulting, legal, financial, and regulatory sectors. This collective experience provides us with a comprehensive understanding of the unique challenges our clients face. When you choose to work with us, you’ll benefit from the personalised attention of seasoned professionals, often at the director level, ensuring you have direct access to senior experts. Our team combines robust regulatory knowledge with commercial insight, delving deep into your business to tailor unique solutions specifically suited to your needs. This approach ensures we address your challenges effectively and support your success.
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