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Since 2013, we have been helping 100's of clients navigate the regulatory complexities and challenges and support them grow and scale their business.
Our services include authorisation support (licencing), compliance, training and consulting. We help clients across the United Kingdom and Europe.
Why leading firms choose us as their partner.
"We engaged Buckingham Capital Consulting to assist us in conducting a thorough gap analysis against the regulatory requirements, with a particular focus on Conduct of Business (Conc) and the Consumer Duty. Their expertise and attentiveness proved invaluable as they provided us with an in-depth analysis and helped us identify regulatory gaps within our operations.
Buckingham Capital Consulting worked closely with us to understand our specific needs and challenges, tailoring their approach to address our compliance requirements. Through their comprehensive analysis, they identified areas where our practices fell short of regulatory expectations.
Their team of experts collaborated with us to develop effective strategies and implement necessary measures to fill these regulatory gaps. Their guidance and support helped us establish robust processes and policies, ensuring we meet the high standards set by the regulatory authorities."
Our services
We offer a range of services to help lenders
License authorisation support
We provide comprehensive support and guidance throughout the FCA's consumer credit licence authorisation process for lenders, ensuring compliance with FCA regulatory requirements.
Compliance framework development
We assist lenders in developing and implementing tailored compliance programs that meet the consumer credit regulations set forth by the FCA.
Regulatory reporting support
We assist lenders in preparing and submitting accurate and timely regulatory reports required by the FCA, ensuring adherence to reporting templates and data requirements.
Training and education
We provide training programs to keep lenders updated on the latest consumer credit regulations, helping develop a culture of compliance and ethical lending practices.
Complaints handling and resolution
We offer guidance on developing efficient complaints handling processes to promptly address customer complaints in compliance with FCA requirements.
Conduct risk management
We help lenders embed robust conduct risk management frameworks to ensure compliance with FCA regulations and promote fair customer outcomes.
Why Buckingham Capital Consulting
Whether its compliance, licencing or something else, its about being part of your journey.
Expert Guidance
Buckingham Capital Consulting brings unparalleled expertise to the table. With our seasoned professionals and in-depth industry knowledge, we provide comprehensive guidance tailored to your specific needs.
We can help manage your compliance and training
Our meticulous approach to compliance simplifies the complexities of regulatory requirements. We assess your operations, identify potential risks, and implement effective strategies to streamline compliance.
Proven Success
Buckingham Capital Consulting has a solid track record of helping businesses achieve successful outcomes. Our clients trust us for our demonstrated ability to secure licences, implement robust compliance frameworks, and provide ongoing support, resulting in long-term success and confidence in regulatory compliance.
Our Publications
Sectors we serve
Payment services
We work with start-ups to unicorns and offer bespoke support across licence authorisation, compliance and support across the UK and Europe.
Banking
We help retail, private and investment banks with authorisation applications, PRA & FCA compliance, financial crime and training.
Credit broking
If you sell products and services and wish to offer customer finance, then we can help you become FCA authorisation.
Insurance
We provide comprehensive assistance to general insurers and Lloyd's of London brokers across compliance, training and authorisation.
Lending
From buy now pay later to traditional lending models, we advise you on operations, strategy, authorisation, and ongoing compliance requirements.
E-money
We work with start-ups to established firms in helping with Electronic Money Institution licence authorisation applications, compliance, training, policy and more.
Cryptoassets
We help clients on financial crime and licence authorisation across a number of countries.
Investment services
We work with UK and European regulators and can help you become authorised to offer investment services as a regulated business.
Mortgage providers & brokers
We offer a range of services including compliance, training, and authorisation support, specifically tailored for mortgage providers and brokers.
Open banking
We help open banking firms, including account information service and payment initiation service providers, across compliance, training, and authorisation.
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