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We have been helping insurers and insurance brokers since 2013 with support across licence authorisation applications and meeting regulatory obligations through audit, compliance, consulting and training.

Since 2013, we have been helping 100's of clients navigate the regulatory complexities and challenges and support them grow and scale their business.

Our services include authorisation support (licencing), compliance, training and consulting. We help clients across the United Kingdom and Europe. 

Why leading firms choose us as their partner.

"We are extremely grateful for the exceptional compliance support provided by Buckingham Capital Consulting to our insurance business. Their profound knowledge of insurance regulations, including product governance, the Insurance Conduct of Business Sourcebook (ICOBS), and the Insurance Distribution Directive (IDD), has been instrumental in strengthening our compliance framework.

With their expert guidance, we have developed robust compliance policies and procedures that ensure we meet the required standards of regulatory compliance. Buckingham Capital Consulting's strong technical expertise and in-depth understanding of insurance regulations have enabled us to navigate the complexities of the regulatory landscape with ease."

Our services

We offer a range of services to help insurance firms

FCA authorisation support

Since 2013, we have been helping clients obtain FCA insurance and broker authorisation and additional permissions.

Fair value assessment reviews

We work with insurers and insurance brokers to help them meet their requirements under the FCA's consumer duty requirements, particularly in fair value assessment.

Regulatory reporting support

We provide regulatory reporting support, assisting insurers and brokers in preparing and submitting accurate and timely regulatory reports as per FCA guidelines.

Product governance

We assist insurers and brokers in implementing robust product governance frameworks in line with FCA requirements.

Compliance framework development and implementation

We can develop and implement tailored compliance programs aligned with FCA requirements, supporting insurers and brokers in meeting regulatory obligations.

Training and education

We offer training and education programs on regulatory changes, keeping insurers and brokers informed about evolving FCA regulations and fostering a culture of compliance.

Require something more bespoke or not listed above? contact us to discuss your requirements, as chances are that if it financial services-related we should be able to help with with our expertise and experience. 

Why Buckingham Capital Consulting

Whether its compliance, licencing or something else, its about being part of your journey. 

Expert Guidance

Buckingham Capital Consulting brings unparalleled expertise to the table. With our seasoned professionals and in-depth industry knowledge, we provide comprehensive guidance tailored to your specific needs.

We can help manage your compliance and training 

Our meticulous approach to compliance simplifies the complexities of regulatory requirements. We assess your operations, identify potential risks, and implement effective strategies to streamline compliance.

Proven Success

Buckingham Capital Consulting has a solid track record of helping businesses achieve successful outcomes. Our clients trust us for our demonstrated ability to secure licences, implement robust compliance frameworks, and provide ongoing support, resulting in long-term success and confidence in regulatory compliance.

Spiral Waves


Everything you need to know.   In one place.

Sectors we serve

Payment services

We work with start-ups to unicorns and offer bespoke support across licence authorisation, compliance and support across the UK and Europe.


We help retail, private and investment banks with authorisation applications, PRA & FCA compliance, financial crime and training.

Credit broking 

If you sell products and services and wish to offer customer finance, then we can help you become FCA authorisation.


We provide comprehensive assistance to general insurers and Lloyd's of London brokers across compliance, training and authorisation.


From buy now pay later to traditional lending models, we advise you on operations, strategy, authorisation, and ongoing compliance requirements.


We work with start-ups to established firms in helping with Electronic Money Institution licence authorisation applications, compliance, training, policy and more.


We help clients on financial crime and licence authorisation across a number of countries.

Investment services

We work with UK and European regulators and can help you become authorised to offer investment services as a regulated business.

Mortgage providers & brokers

We offer a range of services including compliance, training, and authorisation support, specifically tailored for mortgage providers and brokers.

Open banking

We help open banking firms, including account information service and payment initiation service providers, across compliance, training, and authorisation.

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