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Appointed Represenatatives

We help principal firms in managing their AR networks in a compliant manner. We also help firms become appointed representatives to offer financial services.

Why leading firms choose us as their partner.

"We engaged Buckingham Capital Consulting to help our firm become an Appointed Representative (AR). Their support and guidance were crucial in successfully establishing our AR status.

Buckingham Capital Consulting's expertise in regulatory requirements and the AR process made them an invaluable partner. They provided us with clear and practical advice, helping us navigate the necessary steps and meet our regulatory obligations.

Throughout our engagement, their team worked closely with us, understanding our specific needs and tailoring their approach accordingly. Their guidance allowed us to establish a robust compliance structure as an AR."

Our services - Appointed Representatives

Appointed Representative application support

We can help provide application support as part of your application process.

Help with becoming an appointed representative with our partner company

We can help you become an appointed representative with our partner firm.

Help with onboarding as an appointed representative

We can provide support for your on-boarding process.

Advice on permissions required as an appointed representative

We can assess your business activities and advise you on the permissions you will require.

Due diligence on appointed representatives for principal firms 

If you operate a network, we can help carry our checks on agent and AR applicants.

Policy and document preparation for appointed representative applications

We can help prepare the policy and application documents as part of your AR application.

Seeking something more bespoke or not listed above? Contact us to discuss your unique requirements. With our expertise and experience in financial services, chances are we can assist you effectively.

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