Our services - Appointed Representatives
Appointed Representative application support
We can help provide application support as part of your application process.
Help with becoming an appointed representative with our partner company
We can help you become an appointed representative with our partner firm.
Help with onboarding as an appointed representative
We can provide support for your on-boarding process.
Advice on permissions required as an appointed representative
We can assess your business activities and advise you on the permissions you will require.
Due diligence on appointed representatives for principal firms
If you operate a network, we can help carry our checks on agent and AR applicants.
Policy and document preparation for appointed representative applications
We can help prepare the policy and application documents as part of your AR application.
Our approach to helping you become an appointed representative
Assess the regulatory permissions you will carry out.
Decide whether you want to become an AR or IAR.
Assess principal options based on your requirements.
Finalise your contract and meet any conditions and requirements.
Notify the financial regulator about your application.
How we will support you
We spend time understand your business, people, culture and business requirements.
We prepare a business proposal, including a plan of action, based on your unique needs.
We provide initial and ongoing support to deliver your requirements. This can also entail onsite and in-house support.
Sectors we serve
We work with start-ups to unicorns and offer licencing, compliance and support across the UK and Europe.
We work with retail, private & investment banks, and can help with authorisation applications, compliance, financial crime and training.
If you sell products and services and wish to offer your customers the option to purchase with finance, then we can help you become FCA authorisation.
From buy now pay later to more lending models, we can advise you on operations, strategy and authorisation.
We can help clients on financial crime and licence authorisation across a number of countries, including the United Kingdom, Ireland, Lithuania, and Estonia.
We work with UK and European regulators and can help you become authorised to offer investment services as a regulated business.
Why leading firms choose us as their partner.
Buckingham Capital Consulting has been a reliable and trusted partner. They spent time understanding our business, people and processes and worked closely with us throughout the process. They completed our licencing application to a high standard and in a timely and efficient manner. We were delighted with how smooth the entire process was from the application preparation and submission but also with the case officer at the FCA. Buckingham Capital Consulting ensured that our licence was obtained in an efficient and smooth manner. The value and expertise they provide became obvious early on in the process. We highly recommend Buckingham Capital Consulting.