Why Buckingham Capital Consulting
Whether its compliance, FCA authorisation or something else,
its about being part of your journey.
Expertise from seasoned experts
Our team of seasoned professionals brings a wealth of expertise to the table. With years of industry experience, we offer tailored solutions and are committed to supporting you through every stage of your journey.
Comprehensive Regulatory Support
We provide a comprehensive range of regulatory consulting services, including financial reporting, audit, compliance, training, and financial crime. Count on us to manage your needs with seamless support.
Why leading firms choose us as their partner.
"We engaged Buckingham Capital Consulting to conduct an audit of our client funds safeguarding practices, and their expertise and thoroughness have been invaluable in ensuring the security and protection of our clients' funds.
Buckingham Capital Consulting demonstrated a deep understanding of the regulatory requirements and best practices related to client fund safeguarding. Their team conducted a comprehensive assessment of our processes, systems, and controls to identify any gaps or areas for improvement.
Through their audit process, Buckingham Capital Consulting provided us with a detailed report outlining their findings and recommendations. They helped us enhance our client fund safeguarding procedures, ensuring that we meet the regulatory requirements."
Our services - Client funds safeguarding
Advice on safeguarding requirements
We can help you understand what, when, and how you should safeguard relevant client funds, ensuring you meet all regulatory requirements. Our guidance will clarify the procedures and timing necessary to maintain compliance and protect your clients' assets effectively.
Introduction to safeguarding account providers
We work with leading credit institutions (banks) in the UK and Europe and can introduce you to help meet your client funds safeguarding obligations. Our relationships ensure access to trusted partners for securing client funds effectively.
Safeguarding audits
We can help you meet your client funds safeguarding obligations by carrying out safeguarding audits and reviewing your policies, procedures, reconciliation processes, and providing comprehensive audit reports of our findings.