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Empowering Financial Services Excellence

Since 2013, Buckingham Capital Consulting has been a trusted partner for businesses, providing support to startups and global enterprises alike. We specialise in supporting clients with regulatory licence authorisation applications and ensuring compliance with regulatory obligations.

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Buckingham Capital Consulting

Navigating regulations

Since 2013, we have been dedicated to assisting hundreds of clients in effectively navigating the intricate complexities and challenges of regulatory compliance, empowering them to thrive and expand their businesses.

Why Buckingham Capital Consulting

Whether its compliance, FCA authorisation or something else, its about being part of your journey. 

Expertise from seasoned professionals

Our team of seasoned professionals brings a wealth of expertise to the table. With years of industry experience, we offer tailored solutions and are committed to supporting you through every stage of your journey.

Comprehensive Regulatory Support

We provide a comprehensive range of regulatory consulting services, including financial reporting, audit, compliance, training, and financial crime. Count on us to manage your needs with seamless support.

Sectors we serve

We partner with startups and unicorns, providing tailored assistance for license authorisation, compliance, and support across the UK & Europe.

We assist businesses, from startups to established firms, with UK & EU EMI licensing, compliance, training, policy, and more.

We help retail, private and investment banks with authorisation applications, PRA & FCA compliance, financial crime and training.

We assist firms with FCA authorisation applications, compliance and training, providing support with regulatory obligations.

We provide comprehensive assistance to general insurers and Lloyd's of London brokers across compliance, training and authorisation.

We offer a range of services including compliance, training, and authorisation support, tailored for mortgage providers and brokers.

We help clients with regulatory licence authorisation applications as well as risk and compliance, across a number of countries.

We work with UK and European regulators and can help you become authorised to offer investment services as a regulated business.

We assist open banking firms, including AISPs and PISPs, with compliance, training, regulatory authorisation, and regulatory support.

Our services

Buckingham Capital Consulting is a leading UK firm offering comprehensive FCA authorisation, compliance, training, consulting, and advisory services. Our client-centric approach and expert team ensure exceptional support for your financial services needs.

We can help advise on the requirements and prepare your application for a successful FCA authorisation and registration application in the quickest time possible. We also help manage communication with the FCA.

FCA Compliance 

Our meticulous approach to compliance simplifies the complexities of regulatory requirements. We assess your operations, identify potential risks, and implement effective strategies to streamline compliance.

Training

Our tailored training programs empower your team with up-to-date knowledge and skills to confidently navigate complex financial regulations, fostering a culture of regulatory compliance within your organisation. With expert guidance and industry best practices, we ensure your employees stay ahead of evolving requirements and make informed decisions.

Financial Crime

We can provide comprehensive financial crime services to ensure regulatory compliance and protect your business from potential risks. Our experienced team offers tailored AML and CTF solutions, helping you strengthen your risk management practices and safeguard your operations effectively. 

Regulatory Reporting

We offer expert assistance in regulatory reporting to ensure firms meet their compliance obligations effectively. Our seasoned team can help navigate complex reporting requirements, providing accurate and timely submissions to regulatory authorities.

Specialist Support

We provide expert support in specific and thematic areas, including SM&CR implementation, consumer duty, vulnerable customers, and effective complaint handling. With our in-depth understanding of the financial industry, we offer tailored solutions to address regulatory challenges, ensuring clients achieve excellence with confidence. 

Why leading firms choose us as their partner.

Buckingham Capital Consulting has been a reliable and trusted partner. They spent time understanding our business, people and processes and worked closely with us throughout the process. They completed our licencing application to a high standard and in a timely and efficient manner. We were delighted with how smooth the entire process was from the application preparation and submission but also with the case officer at the FCA. Buckingham Capital Consulting ensured that our licence was obtained in an efficient and smooth manner. The value and expertise they provide became obvious early on in the process. We highly recommend Buckingham Capital Consulting.

Recent successful work

Buckingham Capital Consulting helps Nexpay obtain FCA Authorised Payment Institution licence.

Payment Institution 

Payment Institution 

Buckingham Capital Consulting helps Hami obtain a payment institution licence in the UK to offer money remittance services. 

Buckingham Capital Consulting advises Global Send on obtaining the Authorised Payment Institution licence.

Payment Institution 

Buckingham Capital Consulting helps Onpoint Money Transfer obtain a payment institution licence in the UK to offer money transfer services.  

Payment Institution 

Buckingham Capital Consulting helps Dzing Financial obtain FCA Authorised Electronic Money Institution licence.

We help McMillan Cancer - one of Britain's largest charities obtain an FCA consumer credit licence to offer financial services.

Consumer Credit

Buckingham Capital Consulting helps HFS obtain its Electronic Money Institution licence in the UK with the FCA.

EMI

Buckingham Capital Consulting helps Europanpay obtain its Electronic Money Institution licence in the UK with the FCA

EMI

Consumer Duty

Find out how we can help you deliver good outcomes to customers.

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